Apply: Regulatory Compliance Manager - International Bank

Reference: BH-92343-1
We're working with a few global banks in recruiting for their Line 2 regulatory compliance team. The role is broad and autonomos, working with a team of experienced compliance and/or legal professionals.


Role Responsibilities:
  • Be the driver and key contributor in advising and managing regulatory changes such as  FATCA, CRS, BCOP to the Bank's AU & NZ operations
  • Review Compliance Manual, Policies & Procedures and other documents to meet the latest industry codes and regulatory requirements
  • Handle enquiries from regulators, government authorities, industry bodies or auditors
  • Provide training to promote awareness of compliance risk and regulatory issues to internal teams
  • Manage and investigate customer complaints
  • Assist with developing and implementing the controls monitoring program to ensure adequate internal controls are in place
  • Prepare and lodge regulatory reports, notices and returns; assist with internal, external and regulatory audits where necessary
  • Ad hoc duties as directed from the management

Skill Requirements:
  • 5+ years of Australian compliance experience gained preferably through Banking, Regulatory Bodies or Consulting Firms
  • Basic knowledge of Corporate Banking regulations (ASIC, FATCA, CRS, BCoP, AFCA etc.), operations and products
  • Hands-on experience in designing and performing compliance monitoring and testing is highly favourable
  • Any internal / external audit experience is a plus
  • Tertiary degree qualified; legal qualification is a plus
  • Motivated and self-organised, who can effectively manage multiple deadlines
  • Ability to speak / write Chinese is highly desirable

For further information on this role or to confidentially apply, please send an up to date CV to eugenag@ethosbc.com.au or/and contact Eugena Gong on 02 8227 9200 or apply directly via the Apply for this job button. Only WORD FORMAT resumes will be accepted.
Company Background:

Ethos BeathChapman (EBC) is a global group of executive recruitment experts in Australia, Asia and EMEA, with a broader network beyond. We connect exceptional people to exceptional companies.

EBC’s mid-sized agility and solutions-focused approach enables us to flex where traditional recruitment agencies have failed, and scale beyond the reach of boutiques. Our multidisciplinary expertise covers corporate and specialised functions across Finance, Technology, Commerce and Government recruitment markets, among others.

Established 2005 in Sydney, EBC today has six offices worldwide in Australia, Singapore, Hong Kong, Japan, Netherlands and the UK. Part of the Nikkei-listed Will Group, Inc, we own Quay Appointments and our staffing and managed solutions specialists, CONNECT.

Let’s connect, and make exceptional happen, together: www.ethosbc.com

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