Apply: RISK ANALYST - GROUP COMPLIANCE

Reference: BH-3069-4
Role Summary:

We would like to speak to technically sound Risk, Compliance & Assurance professionals who's great with Excel data! A promising role is now available, to assist the Enterprise Compliance team (2LoD) with the BAU as well as any Regulatory / Project related duties, to broaden your business exposure.


Your Responsibilities:
  • Review and clean up multiple Excel spreadsheets which contain employee dealings information, conflict registers etc. in preparation for the migration to the new Reporting System
  • Perform data analysis and manipulation of dealing data subject to the new Personal Account Dealing (PAD) Policy
  • Daily correspondence to all employee enquiries coming through the centralised inbox relating to the roll-out of new risk & compliance policies
  • Assist with developing and maintaining Conflicts of Interest frameworks, and advising on the implementation and monitoring of the effectiveness of those frameworks
  • Manage Chinese Wall structures and processes, including those relating to material non-public information
  • Identify and resolve issues, prepare reports and metrics relating to the roll-out of new PAD Policy
  • Ad hoc monitoring and operational duties to prevent potential policy violations
  • Assist with project management activities associated with project delivery

Skill Requirements:
  • 2-3 years of Risk & Compliance, Audit, Governance or Legal experience with an operational focus
  • Proven ability to operate independently and effectively in a fast-paced environment
  • Tertiary qualifications in a relevant discipline e.g. Finance, Business, Law
  • Familiarity with relevant regulatory/compliance environments in Banking is an advantage
  • Excellent verbal and written communication skills on a corporate level
  • Advanced Excel skills are essential - Macros, Pivot Table, v-Lookup, charts, graphs etc.


For further information on this role or to confidentially apply, please send an up to date CV to eugenag@ethosbc.com.au or/and contact Eugena Gong on 02 8227 9200 or apply directly via the Apply for this job button. Only WORD FORMAT resumes will be accepted.
Company Background:

Ethos BeathChapman (EBC) is a global group of executive recruitment experts in Australia, Asia and EMEA, with a broader network beyond. We connect exceptional people to exceptional companies.

EBC’s mid-sized agility and solutions-focused approach enables us to flex where traditional recruitment agencies have failed, and scale beyond the reach of boutiques. Our multidisciplinary expertise covers corporate and specialised functions across Finance, Technology, Commerce and Government recruitment markets, among others.

Established 2005 in Sydney, EBC today has six offices worldwide in Australia, Singapore, Hong Kong, Japan, Netherlands and the UK. Part of the Nikkei-listed Will Group, Inc, we own Quay Appointments and our staffing and managed solutions specialists, CONNECT.

Let’s connect, and make exceptional happen, together: www.ethosbc.com

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