SVP Regulatory Compliance & Advisory, Retail Banking

Reference: BH-168263

Senior role, team based environment
Regulatory compliance advisory position
Retail bank focused- SFA, FAA

Our Client is a leading international bank, seeking a high-performing Compliance Advisory SVP to provide regulatory oversight and advice for its retail and private banking arm, and products and services within this purview. You will lead the execution of new regulations as well as update current policies in adherence to prevailing regulations, and manage and mitigate operational risks.
You will:

Have at least a Bachelor’s degree and 10+ years of strong working experience in a Regulatory Compliance environment
Have relevant experience working with the Securities and Futures Act (SFA) and Financial Advisers Act (FAA) regulatory requirements
Be very comfortable liaising with internal stakeholders across all seniority levels and driving key business decisions, pushing back on past practices where necessary
Have exceptional written and verbal communication and interpersonal skills, and the ability to translate complex matters into layman terms

Take charge of this opportunity to welcome a new career challenge.

EA Personnel No R1216328
EBC Connect Pte Ltd
Licence No 16S8112

Ethos BeathChapman is a global group of executive recruitment experts in Asia, Australia and EMEA, with a network beyond. We connect the world's exceptional companies to exceptional people.

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