Onboarding and Compliance Manager – Trading and Brokerage Firm

Reference: BH-23745

The Role
My client is a boutique Trading firm we are looking for an Onboarding and Compliance professional in SG. This is a new headcount due to their strong expansion plans. Reporting up to the General Manager, you will be overseeing all onboarding and compliance work with the business.

Responsibilities:

Oversee all AML Compliance policies and framework within the business
Onboarding and KYC of new customers.
Implement and enhance the AML / CFT / Sanctions and Anti Bribery related
Monitor any high risk transactions and perform Risk assessments for the business
Assess the impact of the Risk profile, and mitigate any gaps within the business
Monitor any changes in regulatory developments and ensure the AML policies are in line with laws and regulations
Carry out investigation work should there be any alerts, red flags etc

Requirements:

At least 3 to 5 years of Onboarding and Compliance experience
Ideally from a regulated Trading or Brokerage firm
Strong working knowledge of SFA, FATCA, CRS, etc.
Ability to manage and work with regional stakeholders

Take charge of this opportunity to welcome a new career challenge in 2025

EA Personnel No. R1985201
BeathChapman Pte Ltd
Licence No. 16S8112

Ethos BeathChapman is a global group of executive recruitment experts in Asia, Australia and EMEA, with a network beyond. We connect the world's exceptional companies to exceptional people.

Connect with us at www.ethosbc.com

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