Senior Compliance Manager – Asset and Wealth Management Firm

Reference: BH-24479

The Role
My client is a Singapore-based asset management firm serving high-net-worth individuals and families. They are looking to hire a Senior Compliance Manager to lead the compliance function and act as a key partner to the business on regulatory, risk, and governance matters.

Responsibilities

Oversee day-to-day compliance operations, including monitoring activities and regulatory obligations
Maintain and enhance compliance policies, procedures, and internal controls in line with MAS expectations
Act as the key compliance authority for client onboarding, reviewing KYC/AML documentation and higher-risk cases
Conduct enhanced due diligence and ensure ongoing client reviews are performed in accordance with internal policies
Identify and assess compliance and operational risks, and implement appropriate mitigation measures
Monitor adherence to investment mandates, limits, and regulatory restrictions
Serve as the primary point of contact for regulators, including handling inspections and regulatory queries
Prepare regular compliance reports for senior management and the board
Support internal and external audits, investigations, and remediation initiatives
Deliver compliance training and provide ongoing advisory support to business teams

Requirements

Bachelor’s degree in Finance, Business, Law, or a related discipline
Approximately 5+ years of compliance experience within asset management, hedge funds, or other CMS-regulated environments
Strong working knowledge of Singapore regulatory requirements under the SFA/FAA framework
Proven experience managing regulatory engagement and inspections
Hands-on exposure to client onboarding, AML/KYC, and risk assessment
Strong communication skills and ability to work closely with senior stakeholders

EA Personnel No. R1985201
BeathChapman Pte Ltd
Licence No. 16S8112

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