Apply: APAC Head of Compliance & Legal - Electronic Trading & Broke...
Reference:
BH-158346
A leading multinational electronic trading house and agency brokerage offering trading solutions and liquidity to clients with groundbreaking financial technology, is currently seeking an experienced professional to lead their Compliance & Legal function across the APAC region.
Key Responsibilities:
Act as a Manager in Charge (MIC) of Compliance, Anti Money Laundering (AML) and Risk for all regulated entities
Lead a local and regional team of compliance professionals; responsible for direct line management, training, resource allocation etc.
Provide sound legal advice to all areas of the business across APAC ensuring compliance with relevant legislations
Partner with the business to drive positive practices and a strong control environment
Experience / Skills Sought:
Professional legal qualifications attained in either Hong Kong or Australia (preferred)
Extensive legal / compliance experience in a complex global organisation environment (broker/e-trading/investment bank/legal firm etc.)
Rich knowledge of traded markets (primarily equities), as well as regulatory frameworks pertaining to e-trading and Alternative Liquidity Pools
Understanding of global markets operations in a wider context (clearing/settlements etc.)
Experience managing a team and delivering projects collaboratively in a fast-paced environment
Company Background:
<p>Ethos BeathChapman is a global group of executive recruitment experts in Asia, Australia and EMEA, with a network beyond. We connect the world's exceptional companies to exceptional people.</p> <p>Connect with us at <a href="http://www.ethosbc.com" target="_blank" rel="nofollow">www.ethosbc.com</a></p>
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