Apply: Head Legal & Compliance (Asset management, Alternative Inves...

The Role:

Our client is a fast growing asset management firm offering investment and advisory services to instiutional investors including public and private funds, SWFS and financial institutions. The platform offers access to private market investment solutions across real estate (fund in deployment), Infrastructure funds (fund raising stage) and corporate credit.
 
This is a newly created, leadership, people manager role based in Singapore The Head Legal and Compliance will be someone who sets up frameworks, structures from scratch while managing regulatory engagement with compliance and work closely with a world class investment teams. You will advise management on fund formation, SMA Structuring, JV, product documentation across multiple jurisdictions.

Requirements:

• 15-20 PQE (Common Law SG, HK, UK, Australia) in legal and compliance roles within asset management, private markets of FIs
• Experience with a licensed fund manager (MAS, CMS, SFC, FCA) or global alternatives firms; familiarity with MIFID,, US Private placement frameworks
• Sound track record advising on fund structuring, cross border distribution, product governance
• Lead regulatory engagement and licensing processes with MAS and relevant regulators
• Capability building a lean functioning team
• Strong verbal, written communication skills and proactive analytical abilities

 

Alternatively, if you are looking for other Private Practice or In-House roles, feel free to send your resume to Linus Choo linus@ethosbc.com  or to Raiza raiza.escosio@ethosbc.com
 

Reg No  R1216328 
BeathChapman Pte Ltd
Licence no. 16S8112