Apply: Regulatory Compliance Lead – Global Bank and Securities Firm

Reference: BH-18741

My Client is a global Bank and Financial Services Firm and we are looking for a Compliance professional to join the team in Singapore. This is a new headcount due to their expansion plans in Asia, and you will be the 1st Compliance officer in Singapore.


Responsibilities:

  • Implement and spearhead new Compliance framework within the business
  • Spearhead all licensing related matters in Singapore.
  • Identity Compliance gaps and implement framework to mitigate gaps and risks.
  • Ensure that policies are in line with Regulatory requirements and provide advisory to the business.
  • Any other adhoc Compliance duties across the Group level
  • Maintain and build a Compliance culture in the firm
 

You must:

  • A bachelors degree in a reputable university
  • 7 to 15 years of experience in a Compliance role – Strong regulatory compliance experience is a must
  • Experience in HK and SG regulations
  • Experience in licensing application for banks and financial institutions
  • Be able to work independently, while also being a strong team player
 


Take charge of this opportunity to welcome a new career challenge in 2023.
 


EA Personnel No R1985201
BeathChapman Pte Ltd
Licence No 16S8112
Company Background:

Ethos BeathChapman is a global group of executive recruitment experts in Asia, Australia and EMEA, with a network beyond. We connect the world's exceptional companies to exceptional people.

Connect with us at www.ethosbc.com

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