Apply: Senior Manager, Financial Markets Compliance

Reference: BH-161992-1
The Role:

This specialised role at a global Institutional Bank is responsible for providing compliance advice, insights and effective reviews and challenges to promote a rigorous, forward-looking and practical approach to compliance risk management.


Your Responsibilities:
  • Provide proactive, reliable and relevant compliance advice (business facing) regarding Financial Markets business activities, with a specific focus on G20 OTC Derivatives Reform.
  • Undertake the BAU compliance activities, which include new product approvals, compliance & risk assessments, breach reporting, and board reporting.
  • Proactively conduct 2LoD compliance monitoring activities over remediation processes and regulatory change projects.
  • Facilitate training to address regulatory and business requirements, and raise compliance awareness.
  • Support the implementation of the Bank's compliance strategy across the Financial Markets business in collaboration with the Surveillance team, Controls Assurance team and Operational Risk teams. 

Skill Requirements:
  • Minimum 8 years in Financial Markets regulatory and compliance function, ideally facing a trading business.
  • Commercial understanding of how global market reforms impact on the Bank's trading and dealing activities. 
  • Self sufficient and matured minded individual with proven ability to operate in a fast paced, complex trading environment.
  • Effective stakeholder management and influencing skills.
  • Relevant experience gained in Europe, US, Hong Kong or Singapore is highly looked upon.

For further information on this role or to confidentially apply, please contact Eugena Gong on 02 8227 9200 or apply directly via the Apply for this job button. Only WORD FORMAT CVs will be accepted.
Company Background:

Ethos BeathChapman (EBC) is a global group of executive recruitment experts in Australia, Asia and EMEA, with a broader network beyond. We connect exceptional people to exceptional companies.

EBC’s mid-sized agility and solutions-focused approach enables us to flex where traditional recruitment agencies have failed, and scale beyond the reach of boutiques. Our multidisciplinary expertise covers corporate and specialised functions across Finance, Technology, Commerce and Government recruitment markets, among others.

Established 2005 in Sydney, EBC today has six offices worldwide in Australia, Singapore, Hong Kong, Japan, Netherlands and the UK. Part of the Nikkei-listed Will Group, Inc, we own Quay Appointments and our staffing and managed solutions specialists, CONNECT.

Let’s connect, and make exceptional happen, together: www.ethosbc.com

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