SVP, Control Room Compliance – Global Asset Management Firm

Reference: BH-22664

The Role:
My Client is a global asset management firm and we are looking for a seasoned Compliance Control Leader to lead the team in Singapore. You will be given the autonomy to run the Control Room function and will be partnering with senior and global leaders within the business.

Responsibilities:

Spearhead the implementation of Wall Compliance Programme and Controls related policies within the firm
Advise on complex deals and ensure they are in line with rules and regulations
Ensure the firm is in line with market abuse and insider trading regulations
Lead the Control Room function and strategic implementation of new policies and systems
Monitor changes and any discrepancy in trading activities and ensure they are in line with global regulatory standards
Conduct Risk and Compliance Assessments and be the point of contact for the Control Room team.

Requirements:

A bachelors degree in a reputable university
At least 12 to 15 years of experience in a Compliance, ideally Control Room function
Strong understanding of regulations and any control and conflict issues.
Strong leadership quality in managing and leading a lean team
Ability to influence and advise senior leaders

Take charge of this opportunity to welcome a new career challenge in 2024.

EA Personnel No R1985201
BeathChapman Pte Ltd
Licence No 16S8112

Ethos BeathChapman is a global group of executive recruitment experts in Asia, Australia and EMEA, with a network beyond. We connect the world's exceptional companies to exceptional people.

Connect with us at www.ethosbc.com

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