Compliance AVP (Debt Capital Markets)

Reference: BH-175393

Exciting Compliance advisory and KYC position with a global FI
DCM experience desired
Investment compliance advisory role with KYC duties

Our Client is a global financial institution, seeking a mid-level Compliance AVP with DCM experience to join their expanding team. Reporting to the Head of Legal & Compliance, you will be advising on investment transactions issues and supporting KYC processes, ensuring the activities are compliant with prevailing regulations.

You will:

Possess at least 3+ years of KYC/Compliance experience in a wholesale banking environment, with relevant DCM experience
Boast strong knowledge of SFA and FAA regulations
Have excellent communication and interpersonal skills
Be hands on and meticulous, comfortable working in a team and independently

Take charge of this opportunity to welcome a new career challenge.

EA Personnel No R2095394
BeathChapman Pte Ltd
License No 16S8112

Ethos BeathChapman is a global group of executive recruitment experts in Asia, Australia and EMEA, with a network beyond. We connect the world's exceptional companies to exceptional people.

Connect with us at www.ethosbc.com

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