Apply: Manager / Senior Manager, Risk & Compliance - Wealth

Reference: BH-167897-2
We're looking for technically sound Risk & Compliance Managers with recent, hands-on experience in the Superannuation, Investment Platforms, or Insurance space. 

Responsibilities
  • Assist the Senior Managers and Executive Managers in incident and issue management, breach reporting, risk and compliance advisory and framework reviews for the business.
  • Perform compliance assessments and provide fit-for-purpose advice.
  • Provide risk management advice on strategic, regulatory change and remediation projects.
  • Work on ad hoc and strategic projects engagement and manage associated risks.
  • Provide training to the Wealth business as a dedicated Line 2 resource.
  • Review and challenge key strategic initiatives.
  • Report on thematic reviews undertaken with the Risk team.

Requirements
  • 4+ years of operational risk and compliance experience, preferably in Wealth Management.
  • Strong stakeholder liaison and engagement skills.
  • Ability to present at Risk Forums and Leadership forums.
  • Commercial acumen, with demonstrated ability to collaborate and negotiate with stakeholders.
  • Knowledge of relevant laws and regulations (SIS Act, ASIC Breach Reporting, Corporations Act, SPS prudential standards).
  • Experience in wealth & superannuation remediation projects is desirable.

For further information on this role or to confidentially apply, please contact Eugena Gong on 02 8227 9200 or apply directly via the Apply for this job button. Only WORD FORMAT CVs will be accepted.
Company Background:

Ethos BeathChapman (EBC) is a global group of executive recruitment experts in Australia, Asia and EMEA, with a broader network beyond. We connect exceptional people to exceptional companies.

EBC’s mid-sized agility and solutions-focused approach enables us to flex where traditional recruitment agencies have failed, and scale beyond the reach of boutiques. Our multidisciplinary expertise covers corporate and specialised functions across Finance, Technology, Commerce and Government recruitment markets, among others.

Established 2005 in Sydney, EBC today has six offices worldwide in Australia, Singapore, Hong Kong, Japan, Netherlands and the UK. Part of the Nikkei-listed Will Group, Inc, we own Quay Appointments and our staffing and managed solutions specialists, CONNECT.

Let’s connect, and make exceptional happen, together: www.ethosbc.com

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